Manu Saini
Amsterdam,NH
Summary
Detail-oriented Business Analyst with 8+ years of experience conducting analysis and research to come up with solutions to common business problems. Polished in formulating business improvement strategies and overseeing new technology and system implementation. Commercially-aware professional with in-depth knowledge of computing systems and project management techniques.
Overview
4
4
years of professional experience
Work History
Business Analyst
Reval India PVT LTD.
04.2016
- Currently, I am working as a Business Analyst in Product Team
- The product team is responsible for implementing strategy, building the roadmap, enhancing the user experience and defining product features
- Responsibilities: Managing the Finance function and processes involved such as AR / AP, Accounting, Pricing, Regulatory Reporting, Treasury activities among others
- Participating in workshops to capture the business processes / challenge status quo and map processes to the appropriate system
- Comprehensive knowledge and experience in SDLC methodologies including Agile and Waterfall, with strong skills in project management and issue management
- Worked on client implementation which have a focus on FX, Risk management, Liquidity Planning, Cash Management, Bank Account Management and Money Market
- Engaged with clients over full life cycle of system implementation including project scoping using gap analysis & use case design modelling, project management, parallel run and Go-live
- Working with relevant vendors / FinTech’s to enable simplified user experience (both finance / other employees involved in these processes)
- Involved in Creating detailed project proposals including cost benefit analyses to ascertain what projects needs to be undertaken and why (or why not)
- Participating in all release management activities to clearly document requirements, technical designs, architecture and conducting walk throughs and tracking / reporting delivery on a regular basis
- Studying key trends with respect to evolving risks and upcoming technology to help define product roadmap more effectively
- Researching market data/reference data availability and conventions and working with market data providers, clients, business analysts, and financial engineers to design and produce functional specifications for the addition of new data, as well as the maintenance of existing data
- Work, collaborate and coordinate with Offshore and Onsite team members to fulfill the responsibilities from project initiation to Post-Implementation.
Senior Process Analyst
Broadridge Financial Solutions (India).
10.2014 - 03.2016
- Worked as a Senior Process Analyst in DTC settlement department
- In Settlement department, the Cashiering group is responsible for receiving & making deliveries of trades that settle through DTCC
- It is a critical department which works in co-ordination with the Institutional Margin Department & the Purchase & Sales department
- The Receive & Deliver department is primarily responsible for deliveries of trades that settle on the current day and prior, authorizing deliveries to be processed through the night cycle of DTC, updating the Security Payment Order [SPO] charges & making Free Deliveries & Receives
- Apart from this they also monitor fail reports that are generated by the fail control area
- Settlement involves the delivery of the securities and the payment of funds between the buyer and the seller
- This group also performs Syndicate processing and EOD balancing
- Responsibilities: End to End settlement, Buy-ins and Reg-Sho of Macquarie and E Trade client
- Responsible for settling trade for both DVP and FOP, booking unsettled trade
- Processing all equities, bonds, municipal & Cash DIV payments get credit through DTC, allocation on time and reconcile them
- Meeting Service Level Agreement (SLA) and targets as agreed with client
- Swinging the fail with new credentials as part of corporate action
- Taking down the fail into a worthless account once it undergoes corporate action
- Worked on software called Bloomberg, DTC, DTCC smart track, BPS (brokerage processing system) MICS, RAD, and MONARCH
- Fail monitoring and management, confirmation, settlements, matching them
- Taking care of exceptional processing of receives & delivery side of trade and delivery of stocks
- Receiving & delivering Securities payment orders (SPO), Processing night cycle trades
- Finding all the fail to receive/Fail to deliver and issue buy-ins to execute the trade
- Checking any corporate action is going on any fail to receive or Fail to deliver trade
- Assess MIS reports and High Value Reports
- Pre-matching of a trade on SD-1, SD-2 & Maintained low failing trades in respective market
- Supported trading desk or fund house while settling down trades in real market.
Data verifier and reviewer
IEnergizer PVT LTD.
12.2011 - 10.2014
- Worked as a Data verifier and reviewer in transfer agency unit i.e
- Computershare (Earlier BNY Mellon)
- Working for largest US Transfer Agent
- Taking care of the share related queries of the shareholders more than 14000 companies listed in USA stock exchange
- Tax reporting, Taxpayer Identification Number (TIN) certification
- Certifying SSN and EIN of shareholder and organizations for Tax purposes as per guidelines of IRS
- Backup withholding procedures
- Maintaining contact details of shareholder by coordinating US postal services
- Validating the legal documents as per the provided guidelines while transferring the shares and enrolling the new account
- Maintaining the account summaries i.e
- Account transcripts and account balance reports of the shareholder
- Coordinating with the different depts
- Like Investigation (INV), Account maintenance SME, Re-imaging teams
- Purchasing and selling of shares per presenter request via both Market Order and Batch Order Sale
- Handling queries related to Hedge Fund from the investors and maintain records for Money Managers
- Reviewing cases processed by analysts (Correspondence Group)
- Levy processing according to the notices served by the IRS and State Departments of Taxation and Finance
- Reorganization job handling
- Handling and responding to inquiries regarding various Corporate Actions such as acquisitions, mergers, stock split, reverse stock split, spin off, odd lot programs etc
- Liquidation of accounts by selling and manual selling of shares by analyzing the market price trend of the shares and responding to IRS and State Revenue departments
- Working on multiple software applications i.e
- Mainframe, EWF, Securities Information Center (SIC), and Investor Service Direct (ISD) etc
- Reviewing US legal documents i.e
- Power of Attorney, Legal Opinion, Waiver of Probate, Letter of Administration, Trust Documents, Corporate Resolution and Court Appointments etc
- Following the guidelines, policies, updates and announcements of U.S
- And Foreign companies for which Bank of New York Mellon (now Computershare Shareowner Services) acts as the transfer agent.
Education
BCA -
Panjab University
01.2009
XII -
GMSSS, Sec 40 Chandigarh
01.2006
Skills
- Workflow Analysis
- Business Process Improvement
- Requirements Gathering
- Strategic Planning
- Gap Analysis
- Technical Writing
- Quality Assurance
- KPI Tracking
- Stakeholder Management
- Process Optimization
- User Acceptance Testing
Timeline
Business Analyst
Reval India PVT LTD.
04.2016
Senior Process Analyst
Broadridge Financial Solutions (India).
10.2014 - 03.2016
Data verifier and reviewer
IEnergizer PVT LTD.
12.2011 - 10.2014
BCA -
Panjab University
XII -
GMSSS, Sec 40 Chandigarh
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