Stephanie Ere Tobi
Rotterdam
Summary
Multi-talented lawyer with dual LL.M degrees in Forensics, Criminology and Law, and Law and Technology. Six years of experience as a Legal and Compliance Officer, skilled in conducting investigations, implementing compliance programs, and mitigating risks. Proven ability to analyze complex information and communicate effectively with diverse stakeholders, ensuring adherence to GDPR and other regulations. Committed to fostering a culture of ethics and accountability, driving compliance initiatives that align with corporate values.
Overview
13
13
years of professional experience
1
1
Certification
Work History
Compliance Analyst
Viterra BV
Rotterdam
06.2023 - Current
- Executed comprehensive customer due diligence, risk assessments, and transaction analyses for AML and KYC compliance.
- Developed and implemented compliance policies aligned with global regulations, while enhancing cross-functional collaboration.
- Maintained accurate documentation of compliance activities, including risk assessments and suspicious transaction reports.
- Managed anti-bribery and anti-corruption initiatives by investigating violations and enforcing corrective actions.
- Monitored evolving laws and regulations to ensure adherence to industry best practices in compliance matters.
- Fostered a culture of ethical behavior while ensuring alignment with human rights standards across the organization.
- Oversaw anti-money laundering activities, including risk assessments and monitoring of suspicious transactions on vessels.
- Addressed conflicts of interest by implementing effective policies and procedures within the organization.
- Conducted due diligence on third-party vendors to ensure compliance with company standards.
- Ensured effective communication of compliance policies and procedures throughout the organization.
- Conducted detailed audits of internal systems and processes to ensure compliance with regulatory standards.
- Produced reports outlining assessments completed and follow-up recommendations.
- Collaborated with various departments within the organization to develop effective solutions for ensuring ongoing compliance.
- Assisted in the development of compliance training materials and online resources.
- Participated in industry forums and workshops to stay informed on compliance best practices and emerging trends.
- Advised on the compliance implications of new business initiatives and product launches.
Pricing Business Analyst
DHL Finance Service BV
Maastricht
08.2020 - 02.2023
- Conducted data analysis to enhance understanding of customer needs.
- Facilitated implementation of annual price increases for clients.
- Translated customer requests per company pricing policies and internal software standards.
- Ensured accurate documentation and validation of customer requests in compliance with DHL policies.
- Identified needs of customers promptly and efficiently.
- Assessed potential risks, identified risk mitigation strategies, and implemented risk control measures.
Research Fellow [Part-Time]
Centre for African Justice, Peace, and Human Rights
The Hague
01.2019 - 06.2020
- Conducted extensive research on international laws related to financial crimes and corruption.
- Analyzed existing policies related to transactional criminal law and organized crime within corporate settings, and recommended changes or improvements.
- Provided legal advice on regulations, influencing strategic decision-making processes.
- Collaborated with colleagues to discuss research programs and methodologies to influence leading edge practices.
- Generated evidence-based policy recommendations to support advocacy efforts.
- Analyzed quantitative and qualitative data using diverse research methodologies.
- Produced comprehensive reports and policy briefs to present research findings.
- Maintained current knowledge of relevant laws and industry developments.
- Led research team meetings, facilitating discussion and collaboration among members.
- Reviewed legal papers written by colleagues, and provided feedback on their content and structure.
- Contributed innovative ideas and solutions to enhance team performance and outcomes.
Legal Compliance Analyst
J-K Gadzama LLP
Abuja-Nigeria
11.2013 - 01.2017
- Reviewed and documented compliance information, ensuring adherence to regulations and internal policies.
- Conducted comprehensive risk assessments to identify potential compliance risks and implement mitigation strategies.
- Collaborated with cross-functional teams to develop tailored compliance strategies aligned with company policies.
- Advised teams on statutory compliance by interpreting regulations and creating effective programs for Corporate Affairs Commission (CAC).
- Performed due diligence on individuals and entities to assess risk and ensure adherence to anti-money laundering regulations.
- Monitored compliance progress, providing accurate updates to senior management and regulatory authorities.
- Developed engaging training programs to educate employees on ethical standards and regulatory obligations.
- Maintained awareness of evolving laws and industry best practices, implementing changes for ongoing compliance.
- Identified opportunities for process improvements that would increase efficiency while maintaining compliance standards.
- Maintained an up-to-date knowledge base of all relevant laws, regulations, guidelines, and industry standards.
Legal Compliance Officer
El-Shaddai Chambers
Abuja-Nigeria
09.2012 - 10.2013
- Executed comprehensive compliance activities in collaboration with senior lawyers, ensuring adherence to legal requirements across industries.
- Drafted, reviewed, and negotiated property agreements and commercial contracts, maintaining compliance with relevant laws.
- Conducted thorough due diligence on individuals and entities, assessing risks and delivering insights for high-risk investment decisions.
- Gathered and documented client information for efficient onboarding, adhering to strict regulatory protocols.
- Established internal controls and processes to support compliance through project management and engagement of key stakeholders.
- Organized training programs to educate company staff on benefits and consequences of complying or defying regulations.
Education
LL.M. - Law and Technology
Tilburg University
Tilburg - The Netherlands 07-2022
LL.M. - Forensics, Criminology and Law
Maastricht University
Maastricht - The Netherlands 09-2018
B.L - Qualifying Certificate
Nigerian Law School
Kano - Nigeria08-2012
LL.B. - Civil Law
Nasarawa State University
Keffi - Nigeria10-2010
Skills
- Regulatory compliance
- Analytical and Problem-solving skills
- Anti-money laundering
- Strong knowledge of global compliance regulations
- Excellent communication skills
- Risk assessment
- Adaptability and flexibility
- Legal research
- Compliance policy development
- Customer Due Diligence
Certification
CIPP/E exam, International Association of Privacy Professionals
Hobbies and Interests
- Reading
- Dance
- Sports (table tennis, football, and volleyball)
- Scrabble
Languages
English
First Language
Timeline
Compliance Analyst
Viterra BV
06.2023 - Current
Pricing Business Analyst
DHL Finance Service BV
08.2020 - 02.2023
Research Fellow [Part-Time]
Centre for African Justice, Peace, and Human Rights
01.2019 - 06.2020
Legal Compliance Analyst
J-K Gadzama LLP
11.2013 - 01.2017
Legal Compliance Officer
El-Shaddai Chambers
09.2012 - 10.2013
LL.M. - Law and Technology
Tilburg University
LL.M. - Forensics, Criminology and Law
Maastricht University
B.L - Qualifying Certificate
Nigerian Law School
LL.B. - Civil Law
Nasarawa State University
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